Internal Audit

Resources and Training

Our office has moved locations from Hoggard Hall to Alderman Hall suite 201.

I. Internal Controls 101: How to Pass an Audit

Ever wonder what auditors are interested in? Or maybe you would like to know how to ensure you have effective, efficient operations that align with your mission? Or are you concerned about potential fraud? This class will address all of these concerns and provide an overview of basic internal controls that can be applied to any department.

This course is included in the level one requirements for the Finance Certificate Training Program. If you are interested in registering for this course, please click here to access the system. An online help guide is available in the system by clicking on the question mark icon on the My Enrollments screen. A link to the guide can be found here also. Please see the upcoming class schedule below.

Upcoming Classes Hoggard 125
October 22, 2019 10:00 AM - 11:30 AM
December 3, 2019 1:00 PM - 2:30 PM

This class makes a great starting point when updating your operations or procedures, and we can also bring this training course directly to your department. Contact Shelley Morris at 2-3835 to schedule a time for us to attend your department meeting or retreat.

II. Internal Controls Checklist

Complete the Internal Controls Checklist to help determine the state of your department's internal controls. Many items on the checklist are included in our audit process. Once the checklist is complete, feel free to contact our office with any questions.

III. 2019 Fraud Forum Presentation

In June 2019, the Office of Internal Audit conducted a fraud risk assessment. As part of the risk assessment, fraud forums were held with representatives across the University in attendance. The fraud forum presentation is a great resource for learning about the different types of fraud that could occur on campus, red flags for fraud, and how to report fraud. We would be happy to bring this presentation to your department to provide additional information at your request.

IV. Self Assessment Questionnaire

Coming soon!

V. UNCW Compliance Offices

There are numerous offices at UNCW with compliance roles. Some include: