Audit, Risk, & Compliance Committee
Meeting of October 3, 2022
- Committee Agenda
- Draft Minutes of July 28, 2022
- UNCW Audit, Risk and Compliance Committee Charter (PDF)
- UNCW Internal Audit Charter (PDF)
- FY22 Internal Audit Annual Report (PDF)
- Annual Security and Fire Safety Report Presentation (PDF)
- 2022 Annual Security Report (PDF)
- 2022 Annual Fire Safety Report (PDF)
Meeting of July 28, 2022
- Committee Agenda (PDF)
- Draft Minutes of April 21, 2022 (PDF)
- Internal Audit Quarterly Report (PDF)
- Internal Audit FY23 Audit Plan (PDF)
- Enterprise Risk Management Update (PDF)
Meeting of April 21, 2022
- Committee Agenda (PDF)
- Draft Minutes of January 27, 2022 (PDF)
- Internal Audit Quarterly Report (PDF)
- 2022 Annual Compliance Report (PDF)
- Information Technology Governance Update (PDF)
Meeting of January 27, 2022
- Committee Agenda (PDF)
- Draft Minutes of October 14, 2021 (PDF)
- Internal Audit Quarterly Report (PDF)
- Enterprise Risk Management Update (PDF)
- FY21 UNCW Financial Audits Update (PDF)
- Associated Entities Overview (PDF)
Meeting of October 14, 2021
- Committee Agenda (PDF)
- Draft Minutes of July 15, 2021 (PDF)
- UNCW Audit, Risk and Compliance Committee Charter (PDF)
- UNCW Internal Audit Charter (PDF)
- FY21 Internal Audit Annual Report (PDF)
- Internal Audit Quarterly Report (PDF)
- Annual Security and Fire Safety Report Presentation (PDF)
- 2021 Annual Security Report (PDF)
- 2021 Annual Fire Safety Report (PDF)
Meeting of July 15, 2021
- Agenda (PDF)
- Draft Minutes of April 29,2021 (PDF)
- Internal Audit Quarterly Report (PDF)
- Internal Audit FY22 Audit Plan (PDF)
- Enterprise Risk Management Update (PDF)
Meeting of April 29, 2021
- Agenda (PDF)
- Draft Minutes of January 28,2021 (PDF)
- Internal Audit Quarterly Report (PDF)
- 2021 Annual Compliance Report (PDF)
- Information Technology Services (ITS) Annual Update (PDF)
Meeting of January 28, 2021
- Committee Agenda (PDF)
- Draft Minutes of October 15, 2020 (PDF)
- Internal Audit Quarterly Report (PDF)
- Internal Audit Strategic Plan (PDF)
- Internal Audit FY21 Audit Plan – Revised (PDF)
- Enterprise Risk Management Update (PDF)
- FY20 UNCW Financial Audits Update (PDF)
- Associated Entities Overview (PDF)
Meeting of October 15, 2020
- Committee Agenda (PDF)
- Draft Minutes of July 16, 2020 (PDF)
- UNCW Audit, Risk and Compliance Committee Charter (PDF)
- UNCW Internal Audit Charter (PDF)
- FY20 Internal Audit Annual Report (PDF)
- Internal Audit Quarterly Report (PDF)
- Annual Security and Fire Safety Report Presentation (PDF)
Meeting of July 16, 2020
- Committee Agenda (PDF)
- Draft Minutes of January 23, 2020 (PDF)
- Internal Audit Quarterly Report (PDF)
- Internal Audit FY21 Audit Plan (PDF)
- Enterprise Risk Management Update (PDF)
Meeting of April 24, 2020
(COVID-19)
- Internal Audit Quarterly Report (PDF)
- 2020 Annual Compliance Report (PDF)
- IT Governance Update (PDF)
Meeting of January 23, 2020
- Committee Agenda (PDF)
- Draft Minutes of October 24, 2019 (PDF)
- FY19 UNCW Financial Statements (PDF)
- FY19 Associated Entities Financial Statements (PDF)
- Associated Entities Overview (PDF)
- Enterprise Risk Management Update (PDF)
- Internal Audit Quarterly Report (PDF)
Meeting of October 24, 2019
- Committee Agenda (PDF)
- Draft Minutes of July 18, 2019 (PDF)
- Annual Security and Fire Safety Report Presentation (PDF)
- 2019 Annual Security Report (PDF)
- 2019 Annual Fire Safety Report (PDF)
- UNCW Audit, Risk and Compliance Committee Charter (PDF)
- UNCW Internal Audit Charter (PDF)
- Internal Audit FY20 Audit Plan (PDF)
- FY19 Internal Audit Annual Report (PDF)
- Internal Audit Quarterly Report (PDF)
Meeting of July 18, 2019
- Committee Agenda (PDF)
- Draft Minutes of April 25, 2019 (PDF)
- Information Security Annual Update (PDF)
- Enterprise Risk Management Update (PDF)
- Internal Audit Quarterly Report (PDF)
Meeting of April 25, 2019
- Committee Agenda (PDF)
- Draft Minutes of February 7, 2019 (PDF)
- FY19 Compliance Update Report (PDF)
- Recommendation for Approval-Revised Annual Audit Plan (PDF)
- FY19 Annual Internal Audit Plan – Revised (PDF)
- Internal Audit Quarterly Report Q3 2019 (PDF)
- Enterprise Risk Management Udpate (PDF)
Meeting of February 7, 2019
- Committee Agenda (PDF)
- Draft Minutes of October 18, 2018 (PDF)
- ITS-Information Technology Update (PDF)
- ITS-UNC System Office-Chapter 1400 Policies (PDF)
- ITS-Responsible Use of Information Technology Resources RED LINE (PDF)
- ITS-Information Security Red Line (PDF)
- External Audit Update (PDF)
- FY18 UNCW Financial Statements (PDF)
- Associated Entities Overview (PDF)
- Internal Audit Quarterly Report Q2 2019 (PDF)
Meeting of October 18, 2018
- Committee Agenda (PDF)
- Draft Minutes of July 19, 2018 (PDF)
- 2018 Annual Security and Fire Safety Report Presentation(PDF)
- 2018 Annual Security Report (PDF)
- 2018 Annual Fire Safety Report (PDF)
- Recommendation for Approval: UNCW Audit, Risk, Compliance Committee Charter(PDF)
- UNCW Audit, Risk, and Compliance Committee Charter(PDF)
- Recommendation for Approval: UNCW Internal Audit Charter(PDF)
- UNCW Internal Audit Charter(PDF)
- Internal Audit-Annual Report 2018(PDF)
- Internal Audit Quarterly Report Q1 2019(PDF)
Meeting of July 19, 2018
- Committee Agenda (PDF)
- Minutes of April 19, 2018 (PDF)
- Recommendation for Approval - Policy Authority Changes I (PDF)
- Recommendation for Approval - Policy Updates II (PDF)
- UNC System Office Chapter 1400 Policies (PDF)
- 07.100.00 Responsible Use of Information Technology Resources (PDF)
- 07.200.00 Responsible Management of IT Resources (PDF)
- 07.300.00 Information Security (PDF)
- ITS Presentation (PDF)
- Recommendation for Approval - Internal Audit FY19 Audit Plan (PDF)
- FY19 Audit Plan (PDF)
- Internal Audit Update (PDF)
- ERM Update (PDF)
Meeting of April 19, 2018
- Agenda (PDF)
- Minutes of January 19, 2018 (PDF)
- Audit, Risk and Compliance Committee Charter (PDF)
- Internal Audit Charter (PDF)
- Internal Audit Update (PDF)
- 2018 Annual Compliance Report (PDF)
- 2018 Compliance Update Presentation (PDF)
- ADA Compliance Report (PDF)
- ADA Compliance Presentation (PDF)
- EEO AA Plan Executive Summary (PDF)
- EEO AA Presentation (PDF)
- HR Management Flexibility Report (PDF)
- Information Security Presentation (PDF)
Meeting of January 18, 2018
- Agenda (PDF)
- Minutes of October 26, 2017 (PDF)
- UNCW Financial Statement Audit Overview (PDF)
- UNCW 2017 Financial Report (PDF)
- Internal Audit Update (PDF)
- Institutional Risk Management Presentation (PDF)
Meeting of October 26, 2017
- Agenda (PDF)
- Minutes of July 27, 2017 (PDF)
- Associated Entities Overview (PDF)
- Alumni Association of UNCW (PDF)
- Donald R. Watson Foundation, Inc. (PDF)
- Friends of UNCW, Inc. (PDF)
- The Foundation of UNCW (PDF)
- UNCW Corporation (PDF)
- UNCW Corporation II (PDF)
- UNCW Research Foundation (PDF)
- UNCW Student Aid Association (PDF)
- Internal Audit Annual Report (PDF)
- Internal Audit Update (PDF)
- Annual Security and Fire Safety Reports Presentation (PDF)
- 2017 Annual Security Report (PDF)
- 2017 Annual Fire Safety Report (PDF)
Meeting of July 27, 2017
- Agenda (PDF)
- Minutes of April 20, 2017 (PDF)
- IRM Update(PDF)
- Recommendation for Approval - Internal Audit FY18 Audit Plan (PDF)
- Internal Audit FY18 Audit Plan (PDF)
- Internal Audit Update (PDF)
Meeting of April 20, 2017
- Agenda (PDF)
- Minutes of January 19, 2017 (PDF)
- 2017 Annual Compliance Report (PDF)
- 2017 Compliance Update Presentation (PDF)
- Internal Audit Update (PDF)
Meeting of January 19, 2017
- Agenda (PDF)
- Minutes of October 27, 2016 (PDF)
- Associated Entities Overview (PDF)
- Associated Entities Combined Org Charts (PDF)
- Alumni Association of UNCW (PDF)
- Donald R. Watson Foundation, Inc. (PDF)
- Friends of UNCW, Inc. (PDF)
- The Foundation of UNCW (PDF)
- UNCW Corporation (PDF)
- UNCW Corporation II (PDF)
- UNCW Research Foundation (PDF)
- UNCW Student Aid Association (PDF)
- UNCW Financial Statement Audit Overview (PDF)
- UNCW 2016 Financial Report (PDF)
- Audit, Risk and Compliance Committee Charter (PDF)
- Internal Audit Charter (PDF)
- Internal Audit Update (PDF)
Meeting of October 27, 2016
- Agenda (PDF)
- Minutes of July 21, 2016 (PDF)
- Annual Security and Fire Safety Reports Presentation (PDF)
- 2016 Annual Security Report (PDF)
- 2016 Annual Fire Safety Report (PDF)
- Institutional Risk Management Presentation (PDF)
- Internal Audit FY16 Annual Report (PDF)
- Internal Audit FY17 – FY19 Strategic Plan (PDF)
- Internal Audit Quarterly Report (PDF)
Meeting of July 21, 2016
- Agenda (PDF)
- Minutes of April 21, 2016 (PDF)
- Compliance Update (PDF)
- Recommendation for Approval: Internal Audit FY17 Audit Plan (PDF)
- Internal Audit FY17 Audit Plan (PDF)
- Internal Audit Update (PDF)
Meeting of April 21, 2016
- Agenda (PDF)
- Minutes of January 14, 2016 (PDF)
- Report Template: External Audit Reports (PDF)
- External Audit Update (PDF)
- FY15 NCAA Agreed Upon Procedures Report (PDF)
- FY15 Statewide Federal Compliance Audit Procedures (PDF)
- Report Template: IRM Update (PDF)
- IRM Update (PDF)
- Internal Audit Update (PDF)
Meeting of January 14, 2016
- Agenda (PDF)
- Minutes of October 15, 2015 (PDF)
- Report Template: External Audit Reports (PDF)
- FY15 Friends of UNCW (PDF)
- FY15 UNCW Financial Statements (PDF)
- UNCW Financial Update (PDF)
- Report Template: IRM Update (PDF)
- IRM Update (PDF)
- Internal Audit Update (PDF)
Meeting of October 15, 2015
- Agenda (PDF)
- Minutes of July 16, 2015 (PDF)
- Report Template: Associated Entities (PDF)
- Associated Entities Overview (PDF)
- Alumni Association of UNCW (PDF)
- Donald R. Watson Foundation, Inc. (PDF)
- Foundation of UNCW (PDF)
- UNCW Corporation (PDF)
- UNCW Corporation II (PDF)
- UNCW Research Foundation (PDF)
- UNCW Student Aid Association (PDF)
- Recommendation for Approval: Audit Committee Charter (PDF)
- Audit Committee Charter (PDF)
- Recommendation for Approval: Internal Audit Charter (PDF)
- Internal Audit Charter (PDF)
- Recommend. for Approval: Rev. Annual Internal Audit Plan (PDF)
- Annual Internal Audit Plan - Revised (PDF)
- Internal Audit Update (PDF)
- Internal Audit Annual Report (PDF)
Meeting of July 16, 2015
- Agenda (PDF)
- Minutes of April 16, 2015 (PDF)
- Report Template: Risk Assessment & Audit Plan (PDF)
- Risk Assessment & Audit Plan (PDF)
- Internal Audit Update (PDF)
Meeting of April 16, 2015
- Agenda (PDF)
- Minutes of January 22, 2015 (PDF)
- Report Template: IRM Update (PDF)
- IRM Presentation (PDF)
- Internal Audit Update (PDF)
Meeting of January 22, 2015
- Agenda (PDF)
- Minutes of November 20, 2014 (PDF)
- Report Template: External Audit Reports (PDF)
- FY14 Friends of UNCW (PDF)
- FY14 NCAA Agreed Upon Procedures (PDF)
- FY14 UNCW Financial Statements (PDF)
- Internal Audit Report (PDF)
Meeting of November 20, 2014
- Agenda (PDF)
- Report Template: Associated Entities (PDF)
- Associated Entities Overview (PDF)
- FY14 UNCW Foundation (PDF)
- FY14 UNCW Student Aid Association (Seahawk Club) (PDF)
- FY14 UNCW Alumni Association (PDF)
- FY14 UNCW Corporation (PDF)
- FY14 UNCW Corporation II (PDF)
- FY14 Donald R. Watson Foundation (PDF)
- FY14 UNCW Research Foundation (PDF)
- Report Template: Institutional Risk Management (PDF)
- Institutional Risk Management (PPT)
- Recommendation for approval of the Audit Committee Charter (PDF)
- Audit Committee Charter (PDF)
- Recommendation for approval of the Internal Audit Charter (PDF)
- Internal Audit Charter (PDF)
- Internal Audit Activity Report (PDF)
- Internal Audit Annual Report (PDF)
Meeting of August 22, 2014
- Internal Audit Update Report (PDF)
- Report Template - Internal Audit Risk Assessment and Audit Plan (PDF)
- Internal Audit Risk Assessment and Audit Plan (PDF)
Meeting of April 3, 2014
- Agenda (PDF)
- Internal Audit Report (PDF)
- Report Template: UNC Shared Services Study (PDF)
- UNC Shared Services Study (PDF)
- Report Template: IRM Assessment (PDF)
- IRM Assessment & Report (PPT)
Meeting of February 13, 2014
(Canceled due to weather)
- Agenda
- Minutes of October 24, 2013
- Quarterly Internal Audit Report
- Report Summary -- UNCW State Auditor's Report
- Presentation Slides from Dr. Whitfield (PPT)
- UNCW State Auditor's Report
- UNCW Foundation Audit Documents:
Letter to Board of Directors
Letter to Board of Directors on Internal Controls
Audited Financial Statements
Meeting of October 24, 2013
- Agenda
- Minutes
- Recommendation for approval of the Audit Committee Charter
- Audit Committee Charter
- Recommendation for approval of the Internal Audit Charter
- Internal Audit Charter
- Report Template for Internal Audit
- Quarterly Internal Audit Report (PDF)
- Report Template for Associated Entities
- Associated Entities Overview (PDF)
- Presentation on Associated Entities (PPT)
- Donald R. Watson Foundation (PDF)
- Alumni Association (PDF)
- UNCW Corporation (PDF)
- UNCW Corporation II (PDF)
- UNCW Research Foundation (PDF)
- UNCW Student Aid Association (PDF)
- Report Template for Institutional Risk Management
- Spring 2013 IRM Presentation (PPT)
- IRM Policy Development and Implementation (PPT)